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SFC Fines China Industrial Securities International Asset Management $6.8 Million for Compliance Failures
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined China Industrial Securities International Asset Management Limited $6.8 million. The penalty was imposed due to the firm's failure to properly identify and address red flags in dubious arrangements and other deficiencies in its management of a private fund.
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Source：香港证监会SFC · Source Link
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