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Securities Regulation
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Hong Kong's SFC and Securities Commission Malaysia announce Single Submission Arrangement to streamline simultaneous listings in Malaysia and Hong Kong
Hong Kong's SFC and Securities Commission Malaysia announce Single Submission Arrangement to streamline simultaneous listings in Malaysia and Hong Kong
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Chinese Brokerages Orient Securities and Guotai Junan Ban Mainland Clients from Overseas Stock Trading
Orient Securities' mainland-based clients with trading accounts in its Hong Kong unit will be banned from buying stocks and transferring in funds starting on Wednesday. Guotai Junan International Hold
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SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process
The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, citing that it exceeds the scope of the Commission's statutory authority and intr
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Philippine Corporate Regulator Seeks to Raise Minimum Capital for Stock Brokers Amid Reform Push
The Philippines’ corporate regulator is looking to increase the minimum capital requirement for stock brokers as it forges ahead with reforms despite pushback from some market participants.
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The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
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U.S. SEC Statement: Vault and On-Chain Lending May Be Subject to Securities Regulation
Svmuu News: The U.S. Securities and Exchange Commission (SEC) issued a statement indicating that Vault uses smart contracts to allocate user assets to yield strategies such as staking and lending to h
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Hong Kong's SFC and Securities Commission Malaysia announce Single Submission Arrangement to streamline simultaneous listings in Malaysia and Hong Kong
Hong Kong's SFC and Securities Commission Malaysia announce Single Submission Arrangement to streamline simultaneous listings in Malaysia and Hong Kong
-
Chinese Brokerages Orient Securities and Guotai Junan Ban Mainland Clients from Overseas Stock Trading
Orient Securities' mainland-based clients with trading accounts in its Hong Kong unit will be banned from buying stocks and transferring in funds starting on Wednesday. Guotai Junan International Hold
-
SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process
The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, citing that it exceeds the scope of the Commission's statutory authority and intr
-
Philippine Corporate Regulator Seeks to Raise Minimum Capital for Stock Brokers Amid Reform Push
The Philippines’ corporate regulator is looking to increase the minimum capital requirement for stock brokers as it forges ahead with reforms despite pushback from some market participants.
-
The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
-
U.S. SEC Statement: Vault and On-Chain Lending May Be Subject to Securities Regulation
Svmuu News: The U.S. Securities and Exchange Commission (SEC) issued a statement indicating that Vault uses smart contracts to allocate user assets to yield strategies such as staking and lending to h
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Securities Regulation
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