Net Unrealized Appreciation (NUA) Rule Could Save Retirees Up to $65,000 on 401(k) Employer Stock
The Net Unrealized Appreciation (NUA) tax rule allows the appreciation of employer stock held within 401(k) plans to be taxed at long-term capital gains rates upon distribution, rather than as ordinary income. For example, on $400,000 of employer stock with a $60,000 cost basis, this rule could reduce federal tax liability by approximately $65,400 compared to a standard IRA rollover.
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