Hong Kong SFC
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Hong Kong Securities and Futures Commission: Licensed companies in Hong Kong may continue to provide services to existing mainland clients, but may not provide such services within the mainland
Svmuu News, June 10 – The Hong Kong Securities and Futures Commission (SFC) further interpreted the circular dated May 22. Question 9 in the circular's FAQ states that licensed Hong Kong firms can con
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SFC bans Mok Cheuk Ling for 42 months
SFC bans Mok Cheuk Ling for 42 months
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Hong Kong SFC Suspends Cloudbreak Pharma Inc. Shares Over Alleged IPO Manipulation
Hong Kong SFC Suspends Cloudbreak Pharma Inc. Shares Over Alleged IPO Manipulation
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A joint survey by the Hong Kong SFC and HKMA shows record-breaking sales of investment products in Hong Kong in 2025, with strong demand for Fixed Income, Currency, and Commodities (FICC) related products.
A joint survey by the Hong Kong SFC and HKMA shows record-breaking sales of investment products in Hong Kong in 2025, with strong demand for Fixed Income, Currency, and Commodities (FICC) related prod
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SFC enhances guidance for authorised funds with exposure to private market assets
SFC enhances guidance for authorised funds with exposure to private market assets
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Hong Kong SFC launches first cohort of GenA.I. Sandbox++
Hong Kong SFC launches first cohort of GenA.I. Sandbox++
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SFC revokes Ernest Chan Tsz Kin’s licence and bans him for 10 years
SFC revokes Ernest Chan Tsz Kin’s licence and bans him for 10 years
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The Hong Kong SFC welcomes the National Financial Regulatory Administration's announcement supporting Mainland insurance companies' investment in Hong Kong ETFs via Stock Connect.
The Hong Kong SFC welcomes the National Financial Regulatory Administration's announcement supporting Mainland insurance companies' investment in Hong Kong ETFs via Stock Connect.
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Former Hong Kong SFC Staff Member Charged Following Joint Investigation with ICAC
A former Hong Kong Securities and Futures Commission (SFC) staff member has been charged following a joint investigation with the Independent Commission Against Corruption (ICAC).
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Hong Kong SFC: Hearing Adjourned in Criminal Proceedings for Non-compliance with Notice in Market Manipulation Investigation
Hong Kong SFC: Hearing Adjourned in Criminal Proceedings for Non-compliance with Notice in Market Manipulation Investigation
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SFC obtains six-year disqualification order against former executive director of National United Resources Holdings Limited over fictitious transactions
SFC obtains six-year disqualification order against former executive director of National United Resources Holdings Limited over fictitious transactions
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Hong Kong's SFC obtains 13-year disqualification orders against former top executives of China Candy Holdings Limited for corporate malfeasance
Hong Kong's SFC obtains 13-year disqualification orders against former top executives of China Candy Holdings Limited for corporate malfeasance
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Hong Kong SFC flags 13 cases of high share concentration as of August, up 30% from 2024, seen as warning for small-cap price swings
Hong Kong's Securities and Futures Commission (SFC) has highlighted 13 cases of high shareholding concentration on the Hong Kong stock exchange this year, compared to 15 for the entirety of last year.
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Hong Kong SFC freezes over $125 million in assets linked to suspected IPO fraud
Hong Kong's Securities and Futures Commission (SFC) has issued a restriction notice to a broker, freezing over $125 million in assets. The assets are linked to suspected fraud in an initial public off
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Hong Kong SFC Fines Luk Fook Securities $2.1 Million for Cybersecurity Lapses
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Luk Fook Securities (HK) Limited $2.1 million. The penalty was imposed due to the firm's inadequate cybersecurity contro
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SFC Fines China Industrial Securities International Asset Management $6.8 Million for Compliance Failures
The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined China Industrial Securities International Asset Management Limited $6.8 million. The penalty was imposed due to the firm
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SFC fines Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures
The Securities and Futures Commission (SFC) has reprimanded and fined Bright Smart Securities International (H.K.) Limited $2.8 million for internal control failures in monitoring suspicious trades.
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The Hong Kong Securities and Futures Commission Optimizes the Regulatory Framework for Single-Day Leveraged and Inverse Products to Ensure Orderly Market Trading
Svmuu News: The Hong Kong Securities and Futures Commission (SFC) issued a revised circular today requiring leveraged and inverse products—whose capacity is highly susceptible to changes in market con
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Shengli Securities was reprimanded by the Hong Kong Securities and Futures Commission for violating regulatory provisions, fined 1.7 million yuan, and had its license suspended.
Svmuu News: According to the Hong Kong Securities and Futures Commission (SFC), Victory Securities Limited has been reprimanded by the SFC and fined 1.7 million yuan for violating regulatory requireme
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The China Securities Regulatory Commission and the Hong Kong Securities and Futures Commission Held Their 17th Bilateral Law Enforcement Cooperation Meeting
Svmuu News: Recently, in accordance with the mechanism for regular meetings between the heads of the enforcement departments established by the China Securities Regulatory Commission (CSRC) and the Ho
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Hong Kong's Securities and Futures Commission Discusses Removing the 10% Minimum Threshold Exemption for Virtual Asset Asset Management
Svmuu News: The Hong Kong Securities and Futures Professionals Association reported that Yip Chi-hang, Executive Director of the Intermediaries Department at the Hong Kong Securities and Futures Commi
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Hong Kong Securities and Futures Commission Survey on Asset and Wealth Management Activities: Total Assets Under Management Reached a Record High of $5.4 Trillion Last Year
Svmuu News: The Hong Kong Securities and Futures Commission released the “2025 Survey on Asset and Wealth Management Activities,” which revealed that: 1. Hong Kong’s total assets under management in 2
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Hong Kong Securities and Futures Commission: Total Assets Under Management in Hong Kong Rise 20% Year-Over-Year to a Record High of 42.2 trillion Hong Kong dollars
Svmuu News: The Hong Kong Securities and Futures Commission (SFC) today released the “2025 Survey on Asset and Wealth Management Activities,” which shows that Hong Kong, as a leading global asset and
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Hong Kong's Securities and Futures Commission Adds Aurum/Aurum Foundation to List of Suspicious Virtual Asset Trading Platforms
Svmuu News: The Hong Kong Securities and Futures Commission (SFC) announced that it has added Aurum/Aurum Foundation to its list of suspicious virtual asset trading platforms. The SFC stated that the
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Futu has been approved to launch virtual asset trading and financing services in Hong Kong
Svmuu News: Futu Securities announced that it has received approval from the Hong Kong Securities and Futures Commission (SFC) for the upgrade of its Type 1 licensed securities trading service. It wil
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Hong Kong SFC
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