Shenzhen Forensics decided to take corrective measures against the Shenzhen branch.
The Shenzhen Office of Securities and Inspection announced that it had been found that the Shenzhen branch of Shenzhen, the limited futures liability company, had not effectively regulated Internet marketing activities, that the marketing content issued by employees from their media accounts had not been properly verified and kept without marks; that there was insufficient management of staff access to the enterprise ' s micro-mail show; and that there was no monitoring of the addresses of MAC where staff actually used all office equipment. These problems reflect the inadequate management of the Internet marketing operations of your branch company and the deficiencies of internal controls, in violation of articles 51 and 56 of the Regulations on the Supervision of Futures Companies (CVM Order No. 155). In accordance with the relevant provisions, the Shenzhen Censorship Board decided to take corrective supervisory measures against your branch. Your branch should be effectively overhauled to establish sound controls and processes of compliance, improve internal management and effectively safeguard the legitimate interests of traders. Shenzhen Forensic Authority
Source:富途快讯 · Source Link
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