SEC
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The U.S. SEC's crypto offerings exemption (ICO) proposal meets the reality of waning demand
Some venture investors view the U.S. Securities and Exchange Commission (SEC) proposal as an important reset for the market.
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SEC Drops Ex-Congressman Insider Trading Case After Trump Pardon
The U.S. Securities and Exchange Commission (SEC) is dropping its case against a former Republican congressman who was pardoned by President Donald Trump in June after a 2023 insider trading convictio
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The U.S. Securities and Exchange Commission (SEC) has submitted its proposed amendment to the crypto asset custody rule to the White House for review.
The U.S. Securities and Exchange Commission (SEC) has sent a proposal to amend rules for crypto asset custody to the White House for review. The amendment is expected to clarify how investment advisor
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Cointelegraph analysis suggests that the U.S. Securities and Exchange Commission's proposed crypto rules may not trigger a new ICO boom.
Cointelegraph analysis suggests that the U.S. Securities and Exchange Commission's "crypto asset regulation" proposal might create early FOMO, but some tokens could still fall into a gray area between
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TTM Technologies CEO Edwin Roks Buys 10,000 Shares for $1.1 Million
TTM Technologies CEO Edwin Roks Buys 10,000 Shares for $1.1 Million. The purchase, disclosed in a recent SEC Form 4 filing on August 25, 2026, increased his direct stake in the company by 18% to a tot
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TWG Global denies fraud allegations, says it is cooperating with US DOJ and SEC investigations
TWG Global on Wednesday issued a statement denying fraud allegations against the company and its subsidiaries, which are facing federal criminal and civil investigations over billions of dollars in fi
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Blockchain Association Urges SEC, CFTC to Create Coordinated US Regulatory Framework for Equity Perpetuals
The industry group proposed regulating equity perpetuals under existing security-futures rules, arguing that no new legislation is necessary. It warned that continued regulatory uncertainty will push
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Kalshi's $1.5B Equity Offering Three-Quarters Sold, Raising $1.12B
The offering, which lists 71 investors, relies on an exemption allowing certain private offerings without U.S. Securities and Exchange Commission (SEC) registration.
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The U.S. Securities and Exchange Commission (SEC) is investigating AI hedge fund Situational Awareness after the fund lost 67% in July and was forced to liquidate due to heavily leveraged trades in SK Hynix.
The U.S. Securities and Exchange Commission (SEC) is investigating AI hedge fund Situational Awareness after the fund lost 67% in July and was forced to liquidate due to heavily leveraged trades in SK
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U.S. insurance industry rocked by $21 billion "backroom deal" scandal; Guggenheim co-founder Walter faces FBI and SEC investigations.
Delaware Life and Clear Spring Life, two insurance companies owned by Mark Walter, co-founder and CEO of Guggenheim Partners, admitted in June this year to misclassifying up to $21 billion in investme
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Borr Drilling director Tor Olav Troim increased his holdings by 200,000 shares of the company's stock on August 25, valued at approximately $874,000.
According to a U.S. Securities and Exchange Commission (SEC) filing, Borr Drilling (NYSE:BORR) director Tor Olav Troim purchased 200,000 shares of the company's stock through a trust on August 25 at a
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Tripadvisor CEO Sells 5,200 Company Shares to Cover Tax Requirements for Option Exercise
According to a Form 4 filing with the U.S. Securities and Exchange Commission (SEC), Almir Ambeskovic, CEO of TheFork, a subsidiary of Tripadvisor (NASDAQ:TRIP), sold 5,200 shares of company stock on
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Financial expert Vivian Tu advises investors to prioritize paying off high-interest credit card debt (20-30% APR) before investing, citing its cost often exceeds market gains.
Financial expert Vivian Tu advises investors to prioritize paying off high-interest credit card debt (20-30% APR) before investing, citing its cost often exceeds market gains. This advice is echoed by
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Dropbox CTO Ali Dasdan sold 30,587 shares of company stock according to a plan established 15 months ago.
According to a U.S. Securities and Exchange Commission (SEC) filing, Dropbox (NASDAQ:DBX) Chief Technology Officer Ali Dasdan sold 30,587 shares of Class A common stock on August 17 and 18. The sale w
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Tempus AI Director Sold Shares Four Days Before 24% Rally, Transaction Under Pre-Set Plan
Tempus AI director Nadja West sold 3,000 shares of Class A Common Stock at $53.90 per share on August 14, according to a recent SEC Form 4 filing. This transaction occurred four days before the compan
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Curaleaf Holdings Formally Launched Hostile Takeover Bid for Aurora Cannabis on Aug. 18, Offering $4 Per Share, a 45% Premium
The U.S. multistate operator commenced its acquisition effort with a tender offering filed with the SEC, proposing a deal consisting of almost 0.35 of a Curaleaf share and $0.75 in cash per Aurora sha
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Future Trends and Challenges in Global Bitcoin Exchange Regulation
As the global cryptocurrency market matures, regulatory bodies worldwide are actively constructing clearer and more comprehensive regulatory frameworks for Bitcoin trading platforms. The U.S. SEC recently proposed new rules to provide registration exemptions and a "safe harbor" path, while the EU's MiCA regulation has fully come into effect, setting clear standards for market participants. Future regulation will focus on consumer protection, financial stability, and anti-money laundering, with international cooperation being key to addressing cross-border challenges.
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Carvana (CVNA.US) shares fell about 10% after billionaire Mark Walter faced a federal investigation for allegedly concealing financial relationships.
Federal prosecutors and the U.S. Securities and Exchange Commission (SEC) have launched an investigation into billionaire Mark Walter and companies within his financial empire, focusing on whether ins
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Analysis suggests Ethereum (ETH) has more upside potential than XRP, despite both altcoins struggling over the past year
An analysis from Yahoo Finance highlights that while both XRP and Ethereum have seen significant price drops over the past 12 months (XRP down 64%, Ether down 53%), Ethereum is positioned for greater
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Injective's institutional services arm receives SEC transfer agent registration, enabling it to maintain securities ownership records for tokenized assets.
Injective's affiliated entity secured the registration, which adds regulated market infrastructure to its expanding efforts in tokenized assets.
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Analysis highlights NEOS S&P 500 High Income ETF (SPYI) reports 12% distribution rate vs. 0.47% SEC yield, due to SEC formula excluding option premiums.
The NEOS S&P 500 High Income ETF (SPYI) shows a distribution rate near 11.78% and an SEC 30-day yield of 0.47%. An analysis explains this discrepancy arises because the SEC's yield calculation formula
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Coinbase CEO Brian Armstrong praises SEC's token taxonomy progress, urges 'Innovation Exemption' for tokenized equities
Coinbase CEO Brian Armstrong praises SEC's token taxonomy progress, urges 'Innovation Exemption' for tokenized equities
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Ripple CLO Stuart Alderoty says September 15 will be a "bellwether" for the "Clarity Act" to advance in Congress.
Alderoty pointed out that on September 15, the Senate will hold its first procedural motion on the bill, the "motion to proceed," which requires 60 votes to pass. He warned that if the legislation fai
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The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
The U.S. Securities and Exchange Commission (SEC) proposed providing a securities registration exemption for crypto asset offerings that meet certain thresholds.
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SEC Chair Atkins Backs Clarity Act, Vows to Push Crypto Rules on Issuance, Transfer Agent Modernization, and Custody Regardless of Bill's Fate
U.S. Securities and Exchange Commission (SEC) Chair Paul Atkins urged Congress to advance the crypto market structure bill known as the Clarity Act, but made clear that the agency's crypto agenda will
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MSCI Survey: 71% of Advisers Plan to Increase Active ETF Holdings Within 2 Years
The ETF Intelligence Survey 2026, which covered 450 advisers across the United States and Europe, also found that 87% already invest in active ETFs. Regulators cleared the path earlier this year, with
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WisdomTree COO Lilien Jarrett sold 30,000 shares of company stock worth $737,000 on September 9.
WisdomTree (NYSE:WT) President and COO Lilien Jarrett sold 30,000 shares of the company's common stock on September 9, 2026, for a transaction value of $737,000, according to the latest SEC filing. Th
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JD.com Unit Agrees to Pay SEC $500,000 Over ‘Sham Transactions’
A unit of China’s online retailer JD.com Inc. agreed to pay $500,000 to settle US Securities and Exchange Commission claims it made a series of “sham transactions” to meet revenue targets for several
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U.S. and UK financial regulators conducted a central counterparty (CCP) resolution tabletop exercise on September 3.
Senior officials from the U.S. Securities and Exchange Commission (SEC), the Federal Deposit Insurance Corporation (FDIC), the Commodity Futures Trading Commission (CFTC), the Board of Governors of th
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CME Group Announces December 7 Launch of SEC-Registered CME Securities Clearing to Expand U.S. Treasury Market Capacity
CME Group, the world's leading derivatives marketplace, today announced it will launch CME Securities Clearing Inc. on December 7. The new SEC-registered clearing house will operate alongside CME Grou
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Citadel Securities urges the U.S. Securities and Exchange Commission (SEC) to take over the regulation of prediction market contracts linked to publicly traded companies.
Citadel Securities urges the U.S. Securities and Exchange Commission (SEC) to take over the regulation of prediction market contracts linked to publicly traded companies.
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Defiance ETFs has filed an application with the U.S. Securities and Exchange Commission (SEC) to launch "hourly reset" leveraged ETFs that track popular tech stocks such as Meta and NVIDIA.
The fund series aims to shorten the return calculation cycle from one trading day to several hours, maintaining approximately twice the exposure to underlying securities through swap contracts or opti
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SEC Proposal Could Ease Restrictions on PE Political Donations
SEC Proposal Could Ease Restrictions on PE Political Donations
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Brian Hoff, CFO of Unusual Machines, sold 11,413 shares of the company's stock on August 20, valued at approximately $297,000.
According to the latest Form 4 filing with the U.S. Securities and Exchange Commission (SEC), Brian Hoff, CFO of drone company Unusual Machines (NYSEMKT:UMAC), sold 11,413 shares of the company's comm
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Coinbase seeks SEC approval to offer 24/7 leveraged stock trading to US investors
Coinbase Global Inc. is taking the initial regulatory step to allow US investors to engage in leveraged, round-the-clock trading on stocks without direct ownership, aiming to bring a popular crypto tr
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Ondo urges the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) to introduce perpetual contracts on U.S. equities in the United States, arguing that existing securities laws can accommodate them.
Ondo urges the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) to introduce perpetual contracts on U.S. equities in the United States, arguing that ex
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Grayscale, a16z, and CCI urge SEC to avoid blanket novel ETF restrictions, advocating for existing classification rules and clearer, faster reviews
Grayscale, a16z, and CCI urge SEC to avoid blanket novel ETF restrictions, advocating for existing classification rules and clearer, faster reviews
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Hyperliquid Strategies Expands Equity Funding Capacity from $1 Billion to $2.5 Billion
Digital asset vault company Hyperliquid Strategies has increased its committed equity financing facility with Chardan Capital Markets from $1 billion to $2.5 billion, according to its latest U.S. Secu
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The U.S. Securities and Exchange Commission (SEC) is preparing a plan aimed at expanding retail investors' access to private markets and allowing investment advisors to charge performance fees to a broader range of clients.
The U.S. Securities and Exchange Commission (SEC) is preparing a plan aimed at expanding retail investors' access to private markets and allowing investment advisors to charge performance fees to a br
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The future of cryptocurrency legislation in the U.S. remains uncertain, with the Senate scheduled for a key procedural vote on the Clarity Act on September 15.
As the crypto industry enters September, the future of its most significant legislative bet, the Clarity Act, remains uncertain, with the industry lacking confidence in its passage by 2026. The bill a
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Sonos CFO Casey Saori Sells Nearly 25,000 Shares Worth Over $400,000
Sonos (Nasdaq: SONO) Chief Financial Officer Casey Saori sold 24,518 shares of common stock worth over $400,000 on August 14, according to a recent Form 4 filing with the U.S. Securities and Exchange
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The SEC and CFTC have postponed the hedge fund disclosure deadline for the fourth time, pushing it to July 1.
The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) announced on Monday that they have postponed for the fourth time the submission deadline for addit
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Former SEC, CFTC Officials Urge Lighter Crypto Perps Regulation to Bring $90T Offshore Market Onshore
A bipartisan group of former U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) officials, including former CFTC Chairman Chris Giancarlo, issued a comment l
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Cincinnati Financial Director Dirk J. Debbink purchased 1,000 shares of the company's stock, valued at over $171,000.
Cincinnati Financial Corporation (Nasdaq: CINF) Director Dirk J. Debbink purchased 1,000 shares of the company's stock, according to a recent Form 4 filing with the U.S. Securities and Exchange Commis
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Arbitrator Rules Gemini Not Liable for Earn Lending Program Collapse, Did Not Mislead Users
A legal arbitrator has ruled that cryptocurrency exchange Gemini is not liable for the collapse of its Earn lending program, stating that Gemini did not mislead users nor was it negligent in the progr
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Ripple-backed XRP Treasury company Evernorth Holdings receives SEC registration approval, paving the way for Nasdaq listing
Evernorth Holdings announced on August 27 that the U.S. Securities and Exchange Commission (SEC) has approved its registration statement. This move clears the way for Evernorth's merger with special p
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XRP Treasury company Evernorth's S-4 registration statement has been approved by the US Securities and Exchange Commission, paving the way for its merger with SPAC company Armada and listing on Nasdaq.
Evernorth aims to provide regulated tools for public market investors seeking XRP exposure, plans to actively deploy capital into XRP-based infrastructure, and increase XRP holdings per share through
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The U.S. Securities and Exchange Commission (SEC) charged 38 entities with impersonating U.S. advisors through false filings to defraud retail investors.
The U.S. Securities and Exchange Commission (SEC) charged 38 entities with impersonating U.S. advisors through false filings to defraud retail investors.
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Future Trends and Challenges in Global Bitcoin Exchange Regulation
As the global cryptocurrency market matures, regulatory bodies worldwide are actively constructing clearer and more comprehensive regulatory frameworks for Bitcoin trading platforms. The U.S. SEC recently proposed new rules to provide registration exemptions and a "safe harbor" path, while the EU's MiCA regulation has fully come into effect, setting clear standards for market participants. Future regulation will focus on consumer protection, financial stability, and anti-money laundering, with international cooperation being key to addressing cross-border challenges.
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The CLARITY Act: Can the New U.S. Crypto Regulatory Framework Put an End to the Chaos?
The U.S. “Clearity Act” (H.R. 3633) aims to provide much-needed regulatory certainty for the cryptocurrency market. The bill was passed by the House of Representatives in 2025 and entered the Senate for consideration in 2026. Its core objective is to clarify the jurisdiction of the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) over digital assets, classifying them as either “investment contract assets” or “digital commodities.” As of July 28, 2026, the bill faces resistance in the Senate, and its prospects for passage remain uncertain; however, the regulatory framework it proposes has far-reaching implications for the global $2.25 trillion cryptocurrency market.
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A Look Back at the CAT Coin BitClave Project: From ICO Glory to an SEC Settlement and Project Termination
BitClave successfully raised over $25 million through an ICO in 2017 with the aim of building a decentralized search engine that would protect user privacy and enable revenue sharing from advertising. However, the project was sued by the SEC in 2020 for an unregistered securities offering; it eventually reached a settlement and agreed to refund the funds, after which it ceased operations. As of 2024, the SEC has initiated the investor reimbursement process, but the actual amount paid out still falls short of the promised amount. Currently, market activity for the CAT token is extremely low.
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TRX’s Legal Status and Regulatory Challenges: SEC Settlement and Latest Compliance Developments
TRON TRON’s TRX token has long been subject to complex legal and regulatory scrutiny. In March 2023, the U.S. Securities and Exchange Commission (SEC) filed a lawsuit against TRON founder Justin Sun and related entities, alleging unregistered securities offerings and market manipulation.However, in March 2026, the SEC dropped the charges against key entities such as Justin Sun and the TRON Foundation, reaching a settlement only with the former BitTorrent company (now Rainberry).Although some legal hurdles have been cleared, the TRON network continues to face compliance challenges. For example, in July 2026, Tether froze USDT assets on the TRON network linked to sanctioned entities, highlighting the responsibilities of crypto platforms under the global regulatory framework.
SEC
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Bitcoin rises above $77,000, bucking tech selloff driven by AI safety concerns and rising oil prices
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Cosco Shipping Heavy Industry Completes China IPO Guidance Registration
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Multiple wealth management companies in China have submitted applications for pension wealth management qualifications, signaling an expansion in product offerings.
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Taiwan to open second quasi-diplomatic mission in the Philippines, sources say
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Xi Pitches AI Vision as Silicon Valley Leaders Tap Brakes
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Chinese AI firm Z.ai shares tumble over 10% after announcing $5 billion fundraising, its second major raise in two months
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Samsung Display develops world's first 6.9-inch mobile OLED panel with 2K resolution, 165Hz refresh rate, and 30% lower power consumption
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INX Token Trading Guide: Distinguishing Infinex and INX Limited Tokens and Trading Platforms
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The Current State of Virtual Currency Trading Platforms in Mainland China: Comprehensive Ban and Risk Warnings
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